-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O7uV2sjxh84PqmozePSnbAyMNlPwrO+ooLzP00hdGjlfvAGKDP4/Y3wWq+YHpo8s 4711bmZk24087Nlhm8fhFA== 0000893220-08-000314.txt : 20080212 0000893220-08-000314.hdr.sgml : 20080212 20080212144848 ACCESSION NUMBER: 0000893220-08-000314 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080212 DATE AS OF CHANGE: 20080212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMAX INC CENTRAL INDEX KEY: 0001158223 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82530 FILM NUMBER: 08597731 BUSINESS ADDRESS: STREET 1: 4001 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLAXOSMITHKLINE PLC CENTRAL INDEX KEY: 0001131399 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 980 GREAT WEST ROAD CITY: BRENTFORD MIDDLESEX STATE: X0 ZIP: TW8 9GS BUSINESS PHONE: 011442080475000 MAIL ADDRESS: STREET 1: 980 GREAT WEST ROAD CITY: BRENTFORD MIDDLESEX STATE: X0 ZIP: TW8 9GS SC 13G/A 1 w48547sc13gza.htm SCHEDULE 13G, AMENDMENT NO. , AFFYMAX INC. sc13gza
 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.   )*
                  AFFYMAX INC.                  
(Name of Issuer)
Common Stock
                       (Title of Class of Securities)                       
00826A109
                             (CUSIP Number)                                  
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
Check the following box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
*The remainder of this cover page shall be filled our for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s))

 


 

                     
CUSIP No.
 
00826A109 
13G

 

           
1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

GlaxoSmithKline plc
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  England and Wales
       
  5   SOLE VOTING POWER
     
NUMBER OF   848,293
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   848,293
       
WITH 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  848,293
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  5.6%
     
12   TYPE OF REPORTING PERSON*
   
  CO
*SEE INSTRUCTION BEFORE FILLING OUT !

 


 

         
CUSIP NO. 00826A109
13G  
         
Item 1.
  (a).   Name of Issuer:
 
       
 
      Affymax Inc.
 
       
 
  (b).   Address of Issuer’s Principal Executive Offices:
 
       
 
      4001 Miranda Ave.
 
      Palo Alto, CA 94304
 
       
Item 2.
  (a).   Names of Person Filing:
 
       
 
      GlaxoSmithKline plc
 
       
 
  (b).   Address of Principal Business Office:
 
       
 
      980 Great West Road
 
      Brentford
 
      Middlesex
 
      TW8 9GS ENGLAND
 
       
 
  (c).   Citizenship:
 
       
 
      England and Wales
 
       
 
  (d).   Title of Class of Securities:
 
       
 
      Common stock.
 
       
 
  (e).   CUSIP Number:
 
       
 
      00826A109
 
       
Item 3.
      Not Applicable.
 
       
Item 4.
      Ownership.
 
       
 
      The information in items 1 and 5 through 11 on the cover pages (page 2) on Schedule 13G is hereby incorporated by reference.
 
       
Item 5.
      Ownership of Five Percent or Less of a Class:

 


 

     
 
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
   
Item 6.
  Ownership of More Than Five Percent on Behalf of Another Person:
 
   
 
  Shares held by wholly-owned subsidiaries of Reporting Person:
         
Affymax Technologies N.V.
    147,529  
Affymax Research Institute
    553,236  
Glaxo Group Limited
    73,764  
SmithKline Beecham Corporation
    73,764  
 
 
       
 
    848,293  
     
Item 7.
  Identification and Classification of Subsidiaries Which
 
  Acquired the Security Being Reported on by the Parent
 
  Holding Company:
 
   
 
  Not applicable.
 
   
Item 8.
  Identification and Classification of Members of the Group:
 
   
 
  Not applicable.
 
   
Item 9.
  Notice of Dissolution of Group:
 
   
 
  Not applicable
 
   
Item 10.
  Certification:
 
   
 
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.

 


 

Signature:
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set
forth in this statement is true, complete and correct.
         
  GLAXOSMITHKLINE PLC
 
 
  By:   /s/    
    Victoria A. Whyte   
    Deputy Secretary   
 
Dated: February 11, 2008

 

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